Modernizing Financial Regulatory Reporting: New Opportunities for Data and RegTech

Overview


Across all U.S. financial regimes, regulators are replacing document-based filings with standardized data. The global Legal Entity Identifier is being adopted across multiple reporting requirements, agencies like the SEC and CFTC have adopted structured data standards for the most-used corporate and derivatives reports, and the proposed Financial Transparency Act will mandate a comprehensive open data transformation. The replacement of documents with standardized data will bring new transparency and new RegTech applications for the financial industry.

Data standardization means lower compliance costs for the financial industry, more efficient enforcement for regulators, and better transparency for investors – but only if regulators work together to modernize. On September 12, the Data Coalition and Thomson Reuters brought together current & former government officials, global reformers, and industry experts to explore what’s next.

Speakers


Mike Atkin

Enterprise Data Management Council

Tim Baker

Thomson Reuters

Richard Berner

Former Treasury Office of Financial Research

Joseph Darragh

Securities and Exchange Commission

Amias Gerety

Former Treasury Office of Financial Institutions

Dessa Glasser

Former J.P. Morgan Asset Management

Kristin Hochstein

Thomson Reuters

Daniel Meisner

Thomson Reuters

Troy Paredes

Former Securities and Exchange Commission

Chip Thresher

Thomson Reuters

Stephan Wolf

GLEIF

David vun Kannon

Treasury Office of Financial Research

Venue


  Three Times Square, New York, NY




Agenda


Time Session
9:00 a.m. Registration and Breakfast Served
9:30 a.m. Welcome
Hudson Hollister, Data Coalition
Tim Baker, Thomson Reuters
Stephan Wolf, Global LEI Foundation
9:45 a.m Keynote Address and Questions
Troy Paredes, Former Securities and Exchange Commission
Moderator: Daniel Meisner, Thomson Reuters
10:00 a.m. Regulator Panel
Richard Berner, Former Treasury Office of Financial Research
Joseph Darragh, Securities and Exchange Commission
Amias Gerety, Former Treasury Office of Financial Institutions
David vun Kannon, Treasury Office of Financial Research
Moderator: Chip Thresher, Thomson Reuters
10:45 a.m. Break
11:15 a.m. Financial Industry Panel
Mike Atkin, Enterprise Data Management Council
Dessa Glasser, Former J.P. Morgan Asset Management
Moderator: Kristin Hochstein, Thomson Reuters
12:00 p.m. Closing Remarks & Adjournment
Hudson Hollister, Data Coalition

Sponsors


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Special Policy Sponsor