Overview
Across all U.S. financial regimes, regulators are replacing document-based filings with standardized data. The global Legal Entity Identifier is being adopted across multiple reporting requirements, agencies like the SEC and CFTC have adopted structured data standards for the most-used corporate and derivatives reports, and the proposed Financial Transparency Act will mandate a comprehensive open data transformation. The replacement of documents with standardized data will bring new transparency and new RegTech applications for the financial industry.
Data standardization means lower compliance costs for the financial industry, more efficient enforcement for regulators, and better transparency for investors – but only if regulators work together to modernize. On September 12, the Data Coalition and Thomson Reuters brought together current & former government officials, global reformers, and industry experts to explore what’s next.
Speakers
Mike Atkin
Enterprise Data Management Council
Tim Baker
Thomson Reuters
Richard Berner
Former Treasury Office of Financial Research
Joseph Darragh
Securities and Exchange Commission
Amias Gerety
Former Treasury Office of Financial Institutions
Dessa Glasser
Former J.P. Morgan Asset Management
Kristin Hochstein
Thomson Reuters
Daniel Meisner
Thomson Reuters
Troy Paredes
Former Securities and Exchange Commission
Chip Thresher
Thomson Reuters
Stephan Wolf
GLEIF
David vun Kannon
Treasury Office of Financial ResearchVenue
Three Times Square, New York, NY
Agenda
| Time | Session |
|---|---|
| 9:00 a.m. | Registration and Breakfast Served |
| 9:30 a.m. | Welcome Hudson Hollister, Data Coalition Tim Baker, Thomson Reuters Stephan Wolf, Global LEI Foundation |
| 9:45 a.m | Keynote Address and Questions Troy Paredes, Former Securities and Exchange Commission Moderator: Daniel Meisner, Thomson Reuters |
| 10:00 a.m. | Regulator Panel Richard Berner, Former Treasury Office of Financial Research Joseph Darragh, Securities and Exchange Commission Amias Gerety, Former Treasury Office of Financial Institutions David vun Kannon, Treasury Office of Financial Research Moderator: Chip Thresher, Thomson Reuters |
| 10:45 a.m. | Break |
| 11:15 a.m. | Financial Industry Panel Mike Atkin, Enterprise Data Management Council Dessa Glasser, Former J.P. Morgan Asset Management Moderator: Kristin Hochstein, Thomson Reuters |
| 12:00 p.m. | Closing Remarks & Adjournment Hudson Hollister, Data Coalition |
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