RegTech Data Summit 2019

The second annual RegTech Data Summit on April 23rd, 2019 in New York will connect agency leaders, Congress, regulated industries, and tech companies to define what the future holds for RegTech.

Overview

Regulatory technology (RegTech) is transforming the regulatory reporting process for the financial industry and the U.S. federal government. The U.S. financial regulatory reporting system is burdensome and fragmented. RegTech can help address these problems, but only if government and industry work together to organize on standardized, quality regulatory data. On Tuesday, April 23, the Data Coalition will host its annual RegTech Data Summit in New York City, presented by Donnelley Financial Solutions (DFIN). The Summit will bring together financial regulators, industry leaders, RegTech experts, academics, and open data advocates as they discuss the latest innovations and what the future will hold for RegTech. The RegTech Data Summit will cover three components of this vision:  

  1. Enterprise Digitization
  2. Open Data Standards
  3. Reporting Modernization

Join us in the heart of the U.S. financial industry for the 2019 RegTech Data Summit to explore the intersection of regulatory reporting, emerging technology, and open data standards as we work to solve the challenges facing government, regulators, and industry. 

Agenda

Agenda will be updated as sessions and speakers are confirmed.

Time
Session 
9:00 a.m.
Registration and Networking

 

10:00 – 10:10 a.m.
Welcome
  • Sarah Joy Hays, Acting Executive Director, Data Coalition
  • Craig Clay, President, Global Capital Markets, Donnelley Financial Solutions (DFIN)
10:15 – 10:40 a.m.
Opening Keynote
  • Rep. Carolyn Maloney, Chairwoman, House Financial Services Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets (NY-12-D)
10:40 – 11:25 a.m. 
Enterprise Digitization Panel: Data Management, Emerging Tech, and Risk

(Sponsored by Delv Global)

About: The modern enterprise faces a myriad of internal and external data challenges. Companies must prepare various regulatory compliance filings, gather market information for strategic planning and risk management, and maintain accurate finances for internal management controls and investor relations. By internally aligning common data formats and adopting open standards into a unified data framework, firms can build a competitive information foundation to more efficiently leverage powerful new analytic systems, visualization applications, and reporting compliance tools. 

  • Dessa Glasser, Principal, The Financial Risk Group
  • Ken Lamar, Principal Partner, Lamar Associates LLC
  • Moderator: Dave Lindsay, Founder and CEO, Delv Global
11:30 a.m. – 12:00 p.m.
Networking Break
12:00 – 12:45 p.m.
Open Standards Panel

About: Adoption of a single, open data standard for entity identification among U.S. regulatory bodies would create a framework for financial institutions and regulators to more accurately assess market risk, improve reporting efficiencies, lower transaction costs, improve data quality and increase transparency between the regulators and regulated institutions. A universal identifier, like the Legal Entity Identifier (LEI), must be adopted more broadly to build a comprehensive entity identification system and make the benefits of the open data standards a reality.

  • Robin Doyle, Managing Director, Office of Regulatory Affairs, J.P. Morgan Chase
  • Karla McKenna, Head of Standards, Global Legal Entity Identifier Foundation (GLEIF)
  • Matt Reed, Chief Counsel, Office of Financial Research, U.S. Treasury
12:45 – 1:45 p.m.
Lunch
12:45 – 1:00 p.m.
Lunch Speaker

(Sponsored by Workiva)

1:45 – 2:30 p.m. 
Reporting Modernization Panel 

About: If our government adopts open data standards for the information it collects from the private sector, the federal government can improve accountability to the public and private sector investors; facilitate data-driven analysis and decision making by agencies; and reduce compliance costs through automation. 

  • Richard Berner, Executive in Residence and Adjunct Professor, NYU Stern School of Business
  • Walter Hamscher, Senior IT Program Manager, Office of Structured Disclosure, Securities and Exchange Commission
  • Mark Montoya, Chief of Data Strategy, Federal Deposit Insurance Corporation (FDIC)
2:30 – 3:00 p.m.
Networking Break
3:00 – 3:30 p.m.
Closing Keynote
  • Troy Paredes, Founder, Paredes Strategies LLC – SEC Commissioner, 2008-2013
3:30 – 3:45 p.m.
Closing Remarks
  • Sarah Joy Hays, Acting Executive Director, Data Coalition
  • Craig Clay, President, Global Capital Markets, Donnelley Financial Solutions (DFIN)

April 23, 2019

Convene – One Liberty Plaza,

New York, NY.

Title Sponsor

Partner Sponsor

Panel Sponsor

Special Policy Partners

Media Partners

Need a Hotel Room in New York?

Speakers

Speakers will be updated as they are confirmed.

Rep. Carolyn Maloney
Chairwoman, House Financial Services Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets
(NY-12-D)
 
Richard Berner
Executive in Residence and Adjunct Professor, NYU Stern School of Business
Craig Clay
President, Global Capital Markets, DFIN
Robin Doyle
Managing Director, Office of Regulatory Affairs, J.P. Morgan Chase
Dessa Glasser
Principal, The Financial Risk Group
Walter Hamscher
Senior IT Program Manager, Office of Structured Disclosure, Securities and Exchange Commission
Sarah Joy Hays
Acting Executive Director, Data Coalition
Ken Lamar
Principal Partner, Lamar Associates LLC
Dave Lindsay
Founder and CEO, Delv Global
Karla McKenna
Head of Standards, Global Legal Entity Identifier Foundation (GLEIF)
Mark Montoya
Chief of Data Strategy, Federal Deposit Insurance Corporation (FDIC)
Troy Paredes
Founder, Paredes Strategies LLC – SEC Commissioner, 2008-2013
Matt Reed
Chief Counsel, Office of Financial Research, U.S. Treasury

Past Participants 

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